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China Management Team

James W. Oberweis, CFA



President and Portfolio Manager

Jim is President of Oberweis Asset Management and oversees all investment research at Oberweis. He has spent his entire career managing portfolios of high growth, small cap companies. Jim is a holder of the Chartered Financial Analyst (CFA) designation. Jim earned an MBA with high honors from the University of Chicago and a BS in Computer Science from the University of Illinois. He has been a featured guest on CNBC and Bloomberg television and authors a growth stock column for Forbes. Jim is a member of the Young Presidents Organization (YPO), the Economic Club of Chicago, the Investment Analysts Society of Chicago, and the CFA Institute.

Vanessa Shiu



Director of China Research

Vanessa joined Oberweis Asset Management in June 2005 as Director of China Research for the China Opportunities strategy. She is also President of Oberweis Asset Management (Asia) Ltd. She was previously employed at Bear Stearns Asia Ltd. in Hong Kong. Vanessa earned an MA in Sociology with a concentration in Organizations, Business, and the Economy from Stanford University and a BS in Biology from Stanford University. She has also studied at Oxford University and Peking University and is currently pursuing her MBA from the University of Chicago. Vanessa is fluent in Cantonese, Mandarin, and English and is based in Hong Kong.

Jeff Papp, CFA



Senior Analyst

Jeff joined Oberweis Asset Management in 2004 and is a Senior Analyst for the China Opportunities strategy. Jeff previously worked on the domestic team at Oberweis. Jeff is a holder of the Chartered Financial Analyst (CFA) designation. Jeff is a member of the Investment Analysts Society of Chicago and the CFA Institute. Jeff earned a BS in Finance with high honors from the University of Illinois. He has been a guest of Bloomberg television and has provided commentary on various investment issues to Investor’s Business Daily, TheStreet.com, and Bloomberg.

Pauline Huang



Research Associate

Pauline joined Oberweis Asset Management (Asia) Ltd. in March 2007 as a Research Associate for the China Opportunities strategy. Previously, Pauline worked with the equity research team at Bear Stearns Asia Ltd. in Hong Kong. She has also worked as an auditor for PriceWaterhouseCoopers in China. Pauline earned an MBA from Hong Kong University of Science and Technology and a Bachelor’s degree from Zhong Shan University in Guangzhou, China. Pauline is fluent in Mandarin, Cantonese, and English and is based in Hong Kong. She is currently pursuing the CFA designation and is a CFA Level II candidate.

Jodie Chu



Associate Analyst

Jodie joined Oberweis Asset Management (Asia) Ltd. in May 2007 as an Associate Analyst for the China Opportunities strategy. Jodie previously worked for HSBC’s Equity Capital Markets team in Hong Kong, where she focused on China equity offerings. Jodie has a Bachelor’s degree in Business Administration from The University of Hong Kong. She has also studied at Fudan University in Shanghai, China and is fluent in Mandarin, Shanghainese, Cantonese, and English. Jodie is based in Hong Kong.

Jim E. Chartrand



Director of Trading

Jim joined Oberweis Asset Management in June 2005 as the Director of Trading and has over 15 years of investment industry experience. Previously, Jim was a Senior Equity Trader at Waddell & Reed Investment Management Company in Kansas City. He also worked for Paladin Investment Associates as Director of Trading, where he was responsible for managing all aspects of the equity trading desk. He began his career with Investment Advisers, Inc. in 1992, where he held various positions within the operations and trading departments. Jim earned a double major in Finance and Economics from the University of St. Thomas, St. Paul, Minnesota. He is a member of Security Traders Association of Chicago.

Jae W. Chang



International Trader

Jae joined Oberweis Asset Management in October 2006 as an International Trader and has nearly a decade of investment industry experience. Jae was previously employed as a Trader for the Blackstone Group, where he focused on the international marketplace. He began his career with Oppenheimer & Co. where he held various positions within the investment management team. Jae earned a BA in Economics and Government from Bowdoin College in Brunswick, Maine. He is a member of the Security Traders Association of Chicago and is a CFA Level II candidate.

Patrick B. Joyce, CPA



Executive Vice President

Pat is Executive Vice President, Chief Financial Officer and Chief Compliance Officer of Oberweis Asset Management, Inc. and is responsible for administering OAM’s accounting and compliance policies and procedures. He joined Oberweis Asset Management, Inc. in 1994. Pat earned a BBA in Accounting from Cleveland State University and has in excess of 23 years of experience in the financial services industry. He was previously employed with The Chicago Corporation, Carr Asset Management, Inc./Indosuez Carr Futures, Inc., and Selected Financial Services, Inc. a wholly owned subsidiary of Kemper Financial Services. He is a member of the Illinois CPA Society, the American Institute of Certified Public Accountants, and the National Society of Compliance Professionals.

Brian K. Lee



Director of Marketing & Client Service

Brian joined Oberweis Asset Management in April of 2002 to establish and lead the firm’s institutional marketing and client service efforts. Brian earned an MBA from Loyola Marymount University and a BA in Finance from Loyola Marymount University. Previously, he was employed by Delaware Investments/Lincoln Financial Distributors, where he served as a Director of Marketing. Prior to that, he worked for Wilshire Associates in both marketing and client service roles.

 

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